Significant changes are about to take effect for broker-dealers and auditors alike. New rules have been adopted by the Securities and Exchange Commission (SEC) and the responsibility for oversight of auditors of broker-dealers has been delegated to the Public Company Accounting Oversight Board (PCAOB). As a result, broker-dealers will be required to file new schedules with the SEC and auditors will begin performing such audits in accordance with the standard of the PCAOB. Learn how you can prepare for these requirements during this free webinar from CBIZ and Mayer Hoffman McCann.
Join us on Wednesday, May 28, as our professionals present the CBIZ & MHM Executive Education Series webinar: New Reporting Requirements for Broker-Dealers.
Registration is free and this course is eligible for 2 CPE credits.
CBIZ MHM Executive Education Series:
New Reporting Requirements for Broker-Dealers
Wednesday, May 28, 2014
Eligible for 2 CPE
More information and online registration»