Tag Archive | Hal Hunt

Webinar on 9/11: PPA Plan Restatement – Emerging Opportunities for Pre-Approved Plans

The plan document restatement process is in full force. With it comes plan design opportunities, but plan sponsors also need to be wary of potential pitfalls. Taking an interactive approach, this webinar will discuss the types of pre-approved documents plan sponsors may use as well as some options to consider adding to the plan. Some […]

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Webinar on 8/27: PPA Plan Restatement – Emerging Opportunities for Pre-Approved Plans

The plan document restatement process is in full force. With it comes plan design opportunities, but plan sponsors also need to be wary of potential pitfalls. Taking an interactive approach, this webinar will discuss the types of pre-approved documents plan sponsors may use as well as some options to consider adding to the plan. Some […]

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Department of Labor Releases Employee Benefit Plan Audit Quality Study

Findings from a recent audit quality study (2014 Study) found that nearly 4 in 10 employee benefit plan (EBP) audits in the 2011 plan filing year contained major deficiencies and failed to meet regulatory standards. Assets held in those plans with deficient EBP audits totaled $653 billion. The 2014 Study, conducted by the Department of […]

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Lessons from the GreatBanc Settlement – ESOPs to Face More Scrutiny

The US Department of Labor (DOL) has intensified its scrutiny of Employee Stock Ownership Plans (ESOPs) over the last five years. In addition, the DOL has brought suit against several fiduciaries of ESOPs for issues ranging from fiduciary duty to valuation to conflicts of interest. In June 2014, The DOL and GreatBanc Trust Company reached […]

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Understanding Your ERISA Fiduciary Responsibilities – Webcast on Oct. 21

With the ever increasing focus on plan fiduciaries by the Department of Labor, the Internal Revenue System and in the courts, it is more important than ever that plan fiduciaries understand what is required. Join us for this webcast on Tuesday, Oct. 21, as we focus on the fundamentals of fiduciary responsibility, current and proposed rulemaking regarding […]

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Webcast on Oct. 9 – Understanding Your ERISA Fiduciary Responsibilities

With the ever increasing focus on plan fiduciaries by the Department of Labor, the Internal Revenue System and in the courts, it is more important than ever that plan fiduciaries understand what is required. Join us for this webcast on Thursday, Oct. 9, as we focus on the fundamentals of fiduciary responsibility, current and proposed rulemaking regarding […]

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